Chief Executive Officer
As Chief Executive Officer of Regal Advisory Services, Inc. and Senior Vice President of Regal Securities, Inc., Andy’s responsibility is the overall success of Regal’s full service, Wealth Management business. In his 27 years as a finance professional, Andy has had the pleasure of building and leading world-class financial services teams and organizations. As a business leader he is committed to enhancing resources and acting as a strategic partner for his team members with the goal of delivering service excellence to Private Clients, Financial Advisors and Institutional Investors.
Andy believes in fostering a culture of excellence built on the principles of honesty, accountability and continuous improvement. He enjoys working with those who are life-long learners and who insist on making a positive impact on the lives their clients, colleagues and families.
Andy is active in his community and in professional organizations. He is a past president of The Bond Club of Chicago and has served as an officer and board member of the Securities Industry and Financial Markets Association (SIFMA), Central States District.
Andy received a Bachelor of Administration degree from the University of New Mexico where he graduated magna cum laude. His principal areas of study were Psychology and Business Management. Andy holds the Series 24, 7, 65 and 63.