Broker Check

We aim to be your trusted advisor

With significant tenure and experience, our leadership team is committed to providing the right tools, technology and culture that allow our wealth advisors and support team members to do their very best work. Together we collaborate to engender a culture of excellence built on the principles of honesty, accountability and continuous improvement.

Andy Zimmer

Chief Executive Officer

As Chief Executive Officer of Regal Advisory Services, Inc. and Senior Vice President of Regal Securities, Inc., Andy’s responsibility is the overall success of Regal’s full service, Wealth Management business. In his 27...

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Gary Fishman

Director of Information Technology

With greater than twenty years of experience in information technology, Gary in his role as Director of Information Technology is responsible for developing and implementing the firm’s overall IT strategy. This includes managing...

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James Ziganto

Chief Human Resource Officer

As Chief Human Resources Officer, Jim is responsible for leading all people functions for the company including strategic human resource planning, talent management, staffing, leadership development, compensation/benefits, safety and...

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Client Centered

Client Centered

Whether you are investing to build wealth, protect your family, or preserve your assets, our personalized service focuses your needs, wants, and long-term goals.

Our team of professionals have years of experience in financial services. We can help you address your needs of today and for many years to come. We look forward to working with you.