With significant tenure and experience, our leadership team is committed to providing the right tools, technology and culture that allow our wealth advisors and support team members to do their very best work. Together we collaborate to engender a culture of excellence built on the principles of honesty, accountability and continuous improvement.
Chief Executive Officer
As Chief Executive Officer of Regal Advisory Services, Inc. and Senior Vice President of Regal Securities, Inc., Andy’s responsibility is the overall success of Regal’s full service, Wealth Management business. In his 27...
Director of Wealth Management
As Director of Wealth Management at Regal Advisory Services, Inc., Andy’s responsibility is the growth of Regal’s full service, Wealth Management business. Andy has been partnering with advisors in all channels of advisory...
Director of Relationship Management
Barbara is a key member of our leadership team with critical skills and knowledge that contribute to our operational excellence.
Chief Compliance Officer
As Chief Compliance Officer of Regal Securities, Inc. Gabe has over 30 years of regulatory compliance experience in the financial industry, specializing in broker/dealers and investment advisor regulation. Gabe manages Regal’s...
Director of Information Technology
With greater than twenty years of experience in information technology, Gary in his role as Director of Information Technology is responsible for developing and implementing the firm’s overall IT strategy. This includes managing...
Chief Human Resource Officer
As Chief Human Resources Officer, Jim is responsible for leading all people functions for the company including strategic human resource planning, talent management, staffing, leadership development, compensation/benefits, safety and...
Whether you are investing to build wealth, protect your family, or preserve your assets, our personalized service focuses your needs, wants, and long-term goals.
Our team of professionals have years of experience in financial services. We can help you address your needs of today and for many years to come. We look forward to working with you.