Leadership Team

As Chief Executive Officer of Regal Advisory Services, Inc. and Senior Vice President of Regal Securities, Inc., Andy’s responsibility is the overall success of Regal’s full service, Wealth Management business. In his 27...

As Director of Wealth Management at Regal Advisory Services, Inc., Andy’s responsibility is the growth of Regal’s full service, Wealth Management business. Andy has been partnering with advisors in all channels of advisory...

Barbara is a key member of our leadership team with critical skills and knowledge that contribute to our operational excellence. 

As Chief Compliance Officer of Regal Securities, Inc. Gabe has over 30 years of regulatory compliance experience in the financial industry, specializing in broker/dealers and investment advisor regulation. Gabe manages Regal’s...

With greater than twenty years of experience in information technology, Gary in his role as Director of Information Technology is responsible for developing and implementing the firm’s overall IT strategy. This includes managing...

As Chief Human Resources Officer, Jim is responsible for leading all people functions for the company including strategic human resource planning, talent management, staffing, leadership development, compensation/benefits, safety and...